RIC-2008-84
| [ September 26, 2008 ] |
| BWV |
|
RIC-2008-83
| [ September 26, 2008 ] |
| BVL BSC BVT |
|
RIC-2008-82
| [ September 26, 2008 ] |
| AFK |
|
RIC-2008-81
| [ September 26, 2008 ] |
| WMW |
|
RIC-2008-80
| [ September 26, 2008 ] |
| TAV LIS |
|
RIC-2008-79
| [ September 26, 2008 ] |
| SEA |
|
RIC-2008-78
| [ September 26, 2008 ] |
| RJZ |
|
RIC-2008-77
| [ September 26, 2008 ] |
| RJN |
|
RIC-2008-76
| [ September 26, 2008 ] |
| RAW |
|
RIC-2008-75
| [ September 26, 2008 ] |
| PQY PQZ PMA PLK |
|
RIC-2008-74
| [ September 26, 2008 ] |
| NETS Trust AEX BRU SNO |
|
RIC-2008-73
| [ September 26, 2008 ] |
| MES |
|
RIC-2008-72
| [ September 26, 2008 ] |
| KWT |
|
RIC-2008-71
| [ September 26, 2008 ] |
| JJU LD PGM JJP JJT GRN |
|
RIC-2008-70
| [ September 26, 2008 ] |
| JFT |
|
RIC-2008-69
| [ September 26, 2008 ] |
| ITL SGT JNB |
|
RIC-2008-68
| [ September 26, 2008 ] |
| iShares Trust AAXJ |
|
RIC-2008-67
| [ September 26, 2008 ] |
| iShares ACWI ACWX |
|
RIC-2008-66
| [ September 26, 2008 ] |
| IQE |
|
RIC-2008-65
| [ September 26, 2008 ] |
| ICLN NUCL WOOD FCHI |
|
RIC-2008-64
| [ September 26, 2008 ] |
| GWO PMY |
|
RIC-2008-63
| [ September 26, 2008 ] |
| GRU |
|
RIC-2008-62
| [ September 26, 2008 ] |
| GOE LSO |
|
RIC-2008-61
| [ September 26, 2008 ] |
| FRN |
|
RIC-2008-60
| [ September 26, 2008 ] |
| FRC |
|
RIC-2008-59
| [ September 26, 2008 ] |
| EIS THD TUR |
|
RIC-2008-58
| [ September 26, 2008 ] |
| EEH |
|
RIC-2008-57
| [ September 26, 2008 ] |
| DOY UOY |
|
RIC-2008-56
| [ September 26, 2008 ] |
| DOD |
|
RIC-2008-55
| [ September 26, 2008 ] |
| DJP |
|
RIC-2008-54
| [ September 24, 2008 ] |
| Commission's Emergency Short Selling Order |
|
RIC-2008-53
| [ September 16, 2008 ] |
| Bid Ask Differentials in Certain Securities |
|
RIC-2008-52
| [ September 16, 2008 ] |
| Bid-Ask Differentials for NDX RUT 2 |
|
RIC-2008-51
| [ August 27, 2008 ] |
| WisdomTree Japanese Fund |
|
RIC-2008-50
| [ August 21, 2008 ] |
| NETS Hang Seng Index Fund |
|
RIC-2008-49
| [ August 21, 2008 ] |
| NETS DAX Index Fund |
|
RIC-2008-48
| [ August 21, 2008 ] |
| AUS LDN NETS Index Funds |
|
RIC-2008-47
| [ August 21, 2008 ] |
| United States Heating Oil Fund |
|
RIC-2008-46
| [ August 21, 2008 ] |
| United States Gasoline fund |
|
RIC-2008-45
| [ August 21, 2008 ] |
| Claymore MAC Global Solar Energy Index |
|
RIC-2008-44
| [ August 20, 2008 ] |
| UltraShort Lehman 20 Yr Treasury ProShares |
|
RIC-2008-43
| [ August 20, 2008 ] |
| WisdomTree EU CYB BZF ICN |
|
RIC-2008-42
| [ July 30, 2008 ] |
| Short Sale Extension |
|
RIC-2008-41
| [ July 29, 2008 ] |
| Reduction in Exposure Period |
|
RIC-2008-40
| [ July 22, 2008 ] |
| AGA DAG ADZ AGF |
|
RIC-2008-39
| [ July 22, 2008 ] |
| GSCI Crude Oil ETN |
|
RIC-2008-38
| [ July 22, 2008 ] |
| DGP DZZ DGZ DB Golds |
|
RIC-2008-37
| [ July 22, 2008 ] |
| Post Option Symbology Initiative Bluesheet Submissions |
|
RIC-2008-36
| [ July 21, 2008 ] |
| Temporary Restrictions on Short Sales |
|
RIC-2008-35
| [ June 27, 2008 ] |
| iShares COMEX Gold Trust |
|
RIC-2008-34
| [ June 20, 2008 ] |
| Bullish Bearish Funds |
|
RIC-2008-33
| [ June 18, 2008 ] |
| ISE Global Wind Energy Index Fund |
|
RIC-2008-32
| [ June 17, 2008 ] |
| Opening Spreads in NYSE Listed Names |
|
RIC-2008-31
| [ June 17, 2008 ] |
| Bid Ask Differentials in Certain High Priced Securities |
|
RIC-2008-30
| [ June 17, 2008 ] |
| Bid Ask Differentials for NDX RUT Options |
|
RIC-2008-29
| [ June 16, 2008 ] |
| OCC Rule Change Automatic exercise reduction |
|
RIC-2008-28
| [ May 30, 2008 ] |
| iPathSM MSCI India IndexSM |
|
RIC-2008-27
| [ May 30, 2008 ] |
| iShares Silver Trust |
|
RIC-2008-26
| [ May 29, 2008 ] |
| Change to the Price Improvement Mechanism PIM |
|
RIC-2008-25
| [ May 19, 2008 ] |
| Rescission of No MPM Order |
|
RIC-2008-24
| [ May 13, 2008 ] |
| United States Oil Fund |
|
RIC-2008-23
| [ May 13, 2008 ] |
| United States Natural Gas Fund |
|
RIC-2008-22
| [ May 6, 2008 ] |
| PowerShares SP BuyWrite Portfolio |
|
RIC-2008-21
| [ May 6, 2008 ] |
| Revenueshares ETF Trust |
|
RIC-2008-20
| [ May 2, 2008 ] |
| Claymore Funds 2 |
|
RIC-2008-19
| [ April 30, 2008 ] |
| Wisdom Tree India Earnings Fund |
|
RIC-2008-18
| [ April 29, 2008 ] |
| PowerShares Preferred Portofolio |
|
RIC-2008-17
| [ April 29, 2008 ] |
| Market Vectors ETF Trust |
|
RIC-2008-16
| [ April 15, 2008 ] |
| street Tracks Gold Shares |
|
RIC-2008-15
| [ April 10, 2008 ] |
| PowerShares DB G10 Currency Harvest Fund |
|
RIC-2008-14
| [ April 10, 2008 ] |
| PowerShares DB Multi Sector Commodity Funds |
|
RIC-2008-13
| [ April 4, 2008 ] |
| Rule Change Notice - Proprosed Change to FINRA Arbitration Rules |
|
RIC-2008-12
| [ April 1, 2008 ] |
| Currency Shares |
|
RIC-2008-11
| [ March 27, 2008 ] |
| Rule Change Notice - Proposed Change to FINRA Arbitration Rules |
|
RIC-2008-10
| [ March 27, 2008 ] |
| Rule Change Notice - Proposed Change to FINRA Arbitration Rules |
|
RIC-2008-09
| [ March 27, 2008 ] |
| Rule Change Notice - Proposed Change to FINRA Arbitration Rules |
|
RIC-2008-08
| [ March 18, 2008 ] |
| Bid Ask Differentials in Certain Securities |
|
RIC-2008-07
| [ March 18, 2008 ] |
| Opening Spreads in NYSE Listed Names |
|
RIC-2008-06
| [ March 18, 2008 ] |
| Bid Ask Differentials for NDX and RUT Options |
|
RIC-2008-05
| [ March 5, 2008 ] |
| March 2008 Expiration and settlement values |
|
RIC-2008-04
| [ March 5, 2008 ] |
| Delta Position Limit Exemption |
|
RIC-2008-03
| [ February 19, 2008 ] |
| Rule Change Notice - Proposed Change to NASD Arbitration Rules |
|
RIC-2008-02
| [ January 17, 2008 ] |
| Proshares |
|
RIC-2008-01
| [ January 2, 2008 ] |
| Disciplinary Sanctions in 2007 |
|