International Securities Exchange, Inc. - Regulatory Information Circulars

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Regulatory Information Circulars

2006     2005     2004     2003     2002     2001     2000    

REGULATORY INFORMATION CIRCULARS FOR 2000

RIC-2000-14    [ December 26, 2000 ]
Change to Rule 810 'Chinese Walls' 
 

RIC-2000-13    [ June 13, 2000 ]
Contrary Exercise Advice Submission Procedures 
 

RIC-2000-13    [ December 26, 2000 ]
Regulatory Responsibilities & Payment For Order Flow 
 

RIC-2000-12    [ December 21, 2000 ]
Securities Transactions Effected For Tax Purposes 
 

RIC-2000-11    [ December 14, 2000 ]
Crossed or Inverted Markets - Bid - Ask Spread Relief 
 

RIC-2000-10    [ September 29, 2000 ]
Market Maker Quotations Requirements 
 

RIC-2000-09    [ September 29, 2000 ]
Information Letters of Caution 
 

RIC-2000-08    [ August 28, 2000 ]
Spread Requirements for GTW 
 

RIC-2000-07    [ August 16, 2000 ]
Trade or Fade Policy 
 

RIC-2000-06    [ July 27, 2000 ]
Electronic Generation of Orders 
 

RIC-2000-05    [ June 13, 2000 ]
Contrary Exercise Advice Submission Procedures 
 

RIC-2000-04    [ July 24, 2000 ]
Block Response Interpretation 
 

PEN-2000-03    [ March 10, 2000 ]
Initial Membership Meeting and Board Election 
 

RIC-2000-03    [ July 24, 2000 ]
Trade Report Procedures FARMM Orders 
 

PEN-2000-02    [ February 29, 2000 ]
Amendment to ISE Rules 
 

RIC-2000-02    [ July 24, 2000 ]
Handling of FARMM Orders 
 

PEN-2000-01    [ February 29, 2000 ]
Amendments to ISE Rules 
 

RIC-2000-01    [ July 24, 2000 ]
Bid - Ask Spread Differentials