International Securities Exchange, Inc. - Regulatory Information Circulars

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Regulatory Information Circulars

2006     2005     2004     2003     2002     2001     2000    

REGULATORY INFORMATION CIRCULARS FOR 2001

RIC-2001-16    [ December 17, 2001 ]
Securities Transactions Effected for Tax Purposes 
 

RIC-2001-15    [ October 24, 2001 ]
Complex Orders 
 

RIC-2001-14    [ September 20, 2001 ]
Locked Markets and Firm Quote Rule Liability 
 

RIC-2001-13    [ September 10, 2001 ]
New Give-Up Capability 
 

RIC-2001-12    [ August 29, 2001 ]
Guidelines for Market Makers Financial Requirements 
 

RIC-2001-11    [ June 06, 2001 ]
Approval of Obvious Error Rule 
 

RIC-2001-10    [ June 02, 2001 ]
Handling of FARMM Orders in the Context of Firm Quote Rule 
 

RIC-2001-09    [ May 01, 2001 ]
Trading Ahead of Block Order Intentions 
 

RIC-2001-06    [ April 02, 2001 ]
Firm Quotes 
 

RIC-2001-05    [ March 15, 2001 ]
Order Frequency Restriction 
 

RIC-2001-04    [ March 02, 2001 ]
Pre-Arranged Trading 
 

RIC-2001-03    [ March 01, 2001 ]
Trade or Fade Policy 
 

RIC-2001-01    [ January 09, 2001 ]
Change to Rule 717